Registrations

This section provides the jurisdictions in which the firm is registered or licensed to do business, the category of each registration, and the date on which the registration was granted. Prior to opening an account in a state not listed below please contact our compliance department at 561-393-6900.
Jurisdiction/SRO	Category	Status	Status As Of Date
AL	Broker Dealer	Conditional Restricted	08/23/2000
AZ	Broker Dealer	Approved	11/01/1999
CA	Broker Dealer	Approved	12/11/1992
CO	Broker Dealer	Approved	10/16/1992
CT	Broker Dealer	Approved	06/23/1997
DC	Broker Dealer	Approved	02/24/1996
FL	Broker Dealer	Approved	08/28/1985
GA	Broker Dealer	Approved	11/20/1992
IL	Broker Dealer	Approved	01/07/1993
MD	Broker Dealer	Approved	02/18/1997
MN	Broker Dealer	Approved	03/16/1993
NASD	Broker Dealer	Approved	08/29/1985
NC	Broker Dealer	Approved	03/01/1993
NE	Broker Dealer	Approved	07/02/1993
NJ	Broker Dealer	Approved	07/26/1993
NV	Broker Dealer	Approved	04/15/1993
NY	Broker Dealer	Approved	01/20/1993
OH	Broker Dealer	Approved	05/18/1993
OK	Broker Dealer	Approved	03/24/1995
PA	Broker Dealer	Approved	05/25/1993
SC	Broker Dealer	Approved	02/21/1996
SEC	Broker Dealer	Approved	05/28/1985
TN	Broker Dealer	Approved	03/05/1997
TX	Broker Dealer	Approved	05/19/1994
VA	Broker Dealer	Approved	05/19/1997